Compliance Manager - IFA Business

We’re delighted to be assisting our client who are a local, well-established and successful Independent Financial Advisers, with the recruitment of a Compliance Manager.

Supporting the Head of Compliance with managing the compliance function, the successful candidate will be expected to assist in ensuring the business remains up to date and meets the legislative regulatory requirements as laid down in the Codes of Practice for Investment business issued by the JFSC Regulatory Body.

Applicants are required to have strong technical knowledge, supported by relevant professional qualifications and practical experience in offshore financial services, ideally within an investments/financial planning environment, with direct experience of regulation and compliance.  You must be a supportive team player with an organised and diligent approach and confident communication skills, with the ability to engage at all levels.

This role presents an exciting and challenging opportunity to join an expanding and leading financial planning business! take on new vacancies and assignments on an hourly basis, we aim to get them live ASAP, during busy times there may be a delay so don't wait for your dream job to find you, get your CV emailed to us today to

Department: Compliance
Hours: Full Time - 9:00-5:00
Job Type: Permanent
Report To: Head of Compliance
Qualifications: ICA Diploma or relevany financial planning qualification

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